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Judith Mechiel Lake

Mma Securities LLC

Dallas, TX

Boston, MA

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Current Employers
Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-28
LA RA APPROVED 2023-07-28
TX RA APPROVED 2023-07-28
  • CA RA
    APPROVED
    Since 2023-07-28
  • LA RA
    APPROVED
    Since 2023-07-28
  • TX RA
    APPROVED
    Since 2023-07-28

Branch Locations

Three Galleria Tower 13155 Noel Rd Suite 1400, Dallas, TX 75240 • United States

101 Huntington Ave Suite 401, Boston, MA 02199 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guidestone Financial Resources Dallas TX 08/2010 09/2016
Unemployed Carrollton TX 09/2016 10/2017
Marsh Mclennan Agency Dallas TX 10/2017 Present
Mma Securities Dallas TX 11/2017 Present
  • 08/2010 → 09/2016
    Guidestone Financial Resources
    Dallas, TX
  • 09/2016 → 10/2017
    Unemployed
    Carrollton, TX
  • 10/2017 → Present
    Marsh Mclennan Agency
    Dallas, TX
  • 11/2017 → Present
    Mma Securities
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-28
S63 Uniform Securities Agent State Law Examination 2005-02-14
S65 Uniform Investment Adviser Law Examination 2003-12-21
  • S66 Uniform Combined State Law Examination
    2023-07-28
  • S63 Uniform Securities Agent State Law Examination
    2005-02-14
  • S65 Uniform Investment Adviser Law Examination
    2003-12-21
Other Names
  • Mechiel Lake

View on SEC IAPD

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