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Anil Kumar Rathi

Wells Fargo Clearing Services, LLC

Lake In The Hills, IL

Barrington, IL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-14
IL RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2016-07-14
  • IL RA
    APPROVED
    Since 2008-01-01

Branch Locations

Lake In The Hills, IL • United States

1000 Hart Rd Ste 105, Barrington, IL 60010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Woodstock IL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Woodstock IL 11/2016 Present
Previous Registrations
  • 2000-12-22 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Woodstock, IL
    St. Louis, MO
    Woodstock, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-20
S63 Uniform Securities Agent State Law Examination 2000-03-30
  • S66 Uniform Combined State Law Examination
    2000-12-20
  • S63 Uniform Securities Agent State Law Examination
    2000-03-30
Other Names
  • Anil K Rathi

View on SEC IAPD

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