Charles Dewey Riggs

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2012-01-06
FL	RA	APPROVED	2010-05-07

TX RA
APPROVED

Since 2012-01-06
FL RA
APPROVED

Since 2010-05-07

Branch Locations

4114 Woodlands Parkway Suite 200, Palm Harbor, FL 34685 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Palm Harbor	FL	01/2010	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

01/2010 → Present

Morgan Stanley Smith Barney

Palm Harbor, FL
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-04-30

S66 Uniform Combined State Law Examination

2010-04-30

Other Names

Charles D Riggs
Chuck Dewey Riggs