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David Pfeffermann

Td Private Client Wealth LLC

New York, NY

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-07-07
ID RA APPROVED 2025-09-09
VA RA APPROVED 2025-08-05
HI RA APPROVED 2024-01-04
MI RA APPROVED 2023-06-09
WA RA APPROVED 2023-05-01
MS RA APPROVED 2023-01-08
WI RA APPROVED 2022-07-11
AZ RA APPROVED 2022-02-11
IL RA APPROVED 2022-01-31
MD RA APPROVED 2022-01-24
NY RA APPROVED 2021-08-23
OK RA APPROVED 2021-02-26
SC RA APPROVED 2021-01-06
NH RA APPROVED 2020-11-15
KY RA APPROVED 2020-11-02
OR RA APPROVED 2020-10-26
LA RA APPROVED 2020-06-02
NC RA APPROVED 2019-08-20
TX RA APPROVED_RES 2019-07-10
MN RA APPROVED 2019-04-02
ME RA APPROVED 2018-09-25
IN RA APPROVED 2018-05-29
CO RA APPROVED 2018-05-15
OH RA APPROVED 2018-01-11
DE RA APPROVED 2016-12-06
ND RA APPROVED 2016-04-25
NV RA APPROVED 2015-09-22
MO RA APPROVED 2015-08-28
GA RA APPROVED 2013-06-20
CA RA APPROVED 2013-05-28
FL RA APPROVED 2013-05-16
CT RA APPROVED 2013-05-14
MA RA APPROVED 2013-05-14
NJ RA APPROVED 2013-05-14
  • PA RA
    APPROVED
    Since 2026-07-07
  • ID RA
    APPROVED
    Since 2025-09-09
  • VA RA
    APPROVED
    Since 2025-08-05
  • HI RA
    APPROVED
    Since 2024-01-04
  • MI RA
    APPROVED
    Since 2023-06-09
  • WA RA
    APPROVED
    Since 2023-05-01
  • MS RA
    APPROVED
    Since 2023-01-08
  • WI RA
    APPROVED
    Since 2022-07-11
  • AZ RA
    APPROVED
    Since 2022-02-11
  • IL RA
    APPROVED
    Since 2022-01-31
  • MD RA
    APPROVED
    Since 2022-01-24
  • NY RA
    APPROVED
    Since 2021-08-23
  • OK RA
    APPROVED
    Since 2021-02-26
  • SC RA
    APPROVED
    Since 2021-01-06
  • NH RA
    APPROVED
    Since 2020-11-15
  • KY RA
    APPROVED
    Since 2020-11-02
  • OR RA
    APPROVED
    Since 2020-10-26
  • LA RA
    APPROVED
    Since 2020-06-02
  • NC RA
    APPROVED
    Since 2019-08-20
  • TX RA
    APPROVED_RES
    Since 2019-07-10
  • MN RA
    APPROVED
    Since 2019-04-02
  • ME RA
    APPROVED
    Since 2018-09-25
  • IN RA
    APPROVED
    Since 2018-05-29
  • CO RA
    APPROVED
    Since 2018-05-15
  • OH RA
    APPROVED
    Since 2018-01-11
  • DE RA
    APPROVED
    Since 2016-12-06
  • ND RA
    APPROVED
    Since 2016-04-25
  • NV RA
    APPROVED
    Since 2015-09-22
  • MO RA
    APPROVED
    Since 2015-08-28
  • GA RA
    APPROVED
    Since 2013-06-20
  • CA RA
    APPROVED
    Since 2013-05-28
  • FL RA
    APPROVED
    Since 2013-05-16
  • CT RA
    APPROVED
    Since 2013-05-14
  • MA RA
    APPROVED
    Since 2013-05-14
  • NJ RA
    APPROVED
    Since 2013-05-14

Branch Locations

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Private Client Wealth Llc New York NY 11/2012 Present
Td Bank, N.A. New York NY 09/2007 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-13
  • S66 Uniform Combined State Law Examination
    2013-05-13
Other Names
  • David Mydlarz

View on SEC IAPD

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