James Michael Clark

Current Employers

Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-09-07
PA	RA	APPROVED	2023-09-07

CT RA
APPROVED

Since 2023-09-07
PA RA
APPROVED

Since 2023-09-07

Branch Locations

Fairfield, CT • United States

100 Chetwynd Drive, Suite 105, Rosemont, PA 19010 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Ag	Stamford	CT	08/2003	06/2019
Ubs Bsul	Fairfield	CT	06/2019	04/2023
Lpl Financial, Llc	Bryn Mawr	PA	06/2023	Present
Private Advisor Group, Llc	Morristown	NJ	08/2023	Present

08/2003 → 06/2019

Ubs Ag

Stamford, CT
06/2019 → 04/2023

Ubs Bsul

Fairfield, CT
06/2023 → Present

Lpl Financial, Llc

Bryn Mawr, PA
08/2023 → Present

Private Advisor Group, Llc

Morristown, NJ

Other Businesses

1-05/2023 / Stonedam Financial Advisors / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / AT LOCATION / 130 HRS MNTH & 6.5 HRS DURING TRADING / 95 TIME SPNT PRCNT 2-05/2023 / STONEDAM ASSET MANAGEMENT LLC / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / AT LOCATION 3- 06/02/2023 - Fairfield Parks and Recreation Department - Not Investment Related - Fairfield, CT - Fitness Coach - Soccer Coach - Start date 09/01/2018

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-08-03
S63	Uniform Securities Agent State Law Examination	2006-10-02

S66 Uniform Combined State Law Examination

2023-08-03
S63 Uniform Securities Agent State Law Examination

2006-10-02

Other Names

James M. Michael Clark

View on SEC IAPD