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Mehgan E Zuniga

Rockefeller Financial LLC

Chicago, IL

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-01-24
TX RA APPROVED 2022-01-24
  • IL RA
    APPROVED
    Since 2022-01-24
  • TX RA
    APPROVED
    Since 2022-01-24

Branch Locations

222 West Adams Suite 2450, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Tulsa OK 01/2003 01/2022
Bank Of America, N.A. Chicago IL 10/2015 01/2022
Rockefeller Financial Llc Chicago IL 01/2022 Present
  • 01/2003 → 01/2022
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Tulsa, OK
  • 10/2015 → 01/2022
    Bank Of America, N.A.
    Chicago, IL
  • 01/2022 → Present
    Rockefeller Financial Llc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-06-06
S63 Uniform Securities Agent State Law Examination 2000-12-11
  • S65 Uniform Investment Adviser Law Examination
    2003-06-06
  • S63 Uniform Securities Agent State Law Examination
    2000-12-11
Other Names
  • Mehgan E. Spear
  • Mehgan E. Hickman
  • Mehgan E Spear
  • Mehgan Spear Zuniga

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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