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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-09-13
  • GA RA
    APPROVED
    Since 2019-09-13

Branch Locations

Citi Private Bank, One Buckhead Plaza 3060 Peachtree Rd Nw, 7Th Floor, Suite 700, Atlanta, GA 30305 • United States

Citi Private Bank 3 Greenwich Office Park, 3Rd Floor, Greenwich, CT 06831 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Inc. Atlanta GA 07/2006 11/2016
J.P. Morgan Chase Bank, Na Atlanta GA 11/2016 06/2019
Citigroup Global Markets Inc. Atlanta GA 06/2019 Present
  • 07/2006 → 11/2016
    J.P. Morgan Securities Inc.
    Atlanta, GA
  • 11/2016 → 06/2019
    J.P. Morgan Chase Bank, Na
    Atlanta, GA
  • 06/2019 → Present
    Atlanta, GA
Previous Registrations
  • 2008-10-01 → 2012-05-15
    Atlanta, GA
    Atlanta, GA
  • 2006-09-27 → 2008-10-01
    J.P. Morgan Securities Inc.
    Atlanta, GA
  • 2006-01-11 → 2006-09-27
    Banc One Securities Corporation
    Chicago, IL
    Atlanta, GA
  • 2005-07-06 → 2006-01-09
    Chase Investment Services Corp.
    New Orleans, LA
  • 2004-12-13 → 2005-07-06
    Banc One Securities Corporation
    New Orleans, LA
  • 2003-12-20 → 2004-04-14
    New Orleans, LA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-09-06
S66 Uniform Combined State Law Examination 2003-12-19
  • S65 Uniform Investment Adviser Law Examination
    2019-09-06
  • S66 Uniform Combined State Law Examination
    2003-12-19

View on SEC IAPD

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