Andrew Joseph Ellermann

Current Employers

Employment History

• 09/2009 → 03/2023
  Old National Bank
  Vincennes, IN
• 04/2009 → 10/2016
  Crop Tech
  Vincennes, IN
• 11/2009 → 03/2023
  Lpl Financial Llc
  Vincennes, IN
• 03/2023 → Present
  Kestra Investment Services, Llc
  Vincennes, IN
• 03/2023 → Present
  Kestra Advisory Services, Llc
  Vincennes, IN

Previous Registrations

• 2009-11-30 → 2023-04-03
  Lpl Financial Llc
  Fort Mill, SC
  Vincennes, IN
  Vincennes, IN
  Lawrenceville, IL
  Vincennes, IN
  Bicknell, IN
  Vincennes, IN
  Bicknell, IN
  Vincennes, IN
  Washington, IN
  Shoals, IN
  Loogootee, IN
  Boonville, IN
  Vincennes, IN
  Washington, IN
• 2009-09-18 → 2009-12-01
  Invest Financial Corporation
  Vincennes, IN
• 2006-02-22 → 2009-09-14
  Cetera Investment Services Llc
  Vincennes, IN

Other Businesses

(1) 10/28/2009: Old National Investments - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 9/29/2021 - Old National Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - AVP - Started 01/02/2020 - 5 Hours Per Month - Participate in the referral program by referring prospects for banking products. Name: FIRST CITY WEALTH POSITION: Owner / Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 130 START DATE: 03/01/2023 ADDRESS: 1091 N Hillcrest Rd, Vincennes IN 47591 DESCRIPTION: Planning, Investing, Consulting with clients under the DBA Name: KESTRA PRIVATE WEALTH SERVICES, LLC POSITION: Advisor NATURE: null INVESTMENT RELATED: Yes # OF HOURS: 40 SECURITIES TRADING HOURS: 130 START DATE: 03/01/2023 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESCRIPTION: Planning, Consulting, Investing for clients Name: A & M ELLERMANN PROPERTIES, LLC POSITION: Signatory Agent NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 10/04/2023 ADDRESS: 1701 Hart St, Vincennes IN 47591 DESCRIPTION: Bookkeeping and maintaining of checking account to balance rental income with expenses such as property taxes, utilities, and routine maintenance. Name: HELPING HIS HANDS POSITION: board member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/26/2024 ADDRESS: 2011 Willow St, Vincennes IN 47591 DESCRIPTION: I will be a member of the board of directors that discuss operations of this faith-based charity. I will not have access to any accounts, signing authority, nor be providing investment advise to the organization. NAME: SOUTH KNOX EDUCATION FOUNDATION POSITION: 23 NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2025 ADDRESS: 6116 East State Road 61, Vincennes IN 47591, United States DESCRIPTION: I will be a voting member in discussion of grant and scholarship applications.

Exams

• S66 Uniform Combined State Law Examination
  2006-02-21

Designations

Other Names

• Andy Ellermann
• Andrew Ellerman