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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-21 |
| PA | RA | APPROVED | 2013-04-29 |
Branch Locations
2101 Oregon Pike, Lancaster, PA 17601-4604 • United States
Paradise, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Lancaster | PA | 03/2008 | Present |
MTDOG; ADDRESS: 1241 LITITZ PIKE LANCASTER, PA 17601; BUSINESS DESCRIPTION: DOG PARK ASSOCIATION; NOT INVESTMENT RELATED; START DATE: 01/18/2012; CAPACITY: BOARD OF DIRECTORS; DUTIES: LOOKING FOR FUNDRAISING OPPORTUNITIES TO SHARE WITH THE BOARD; HOURS DEVOTED PER WEEK: 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-26 |
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