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Jonathan Michael Dodd

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-02
  • TX RA
    APPROVED
    Since 2020-01-02

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. (13686) Irving TX 04/2004 12/2019
Avantax Advisory Services Irving TX 06/2004 12/2019
Charles Schwab & Co., Inc. Westlake TX 12/2019 Present
  • 04/2004 → 12/2019
    Avantax Investment Services, Inc. (13686)
    Irving, TX
  • 06/2004 → 12/2019
    Avantax Advisory Services
    Irving, TX
  • 12/2019 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
Previous Registrations
  • 2004-06-03 → 2019-12-09
    Avantax Advisory Services
    Irving, TX
  • 2003-11-24 → 2004-04-20
    Wells Fargo Investments, Llc
    Dallas, TX
Other Businesses

Highland Meadow Cir HOA|Investment Related:No|175 Highland Meadow Cir;Coppell;TX;75019;USA|Nonprofit Charitable Organizations|Board Member|2019-12-22|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Board Member for our neighborhood home owners association

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-17
  • S66 Uniform Combined State Law Examination
    2003-11-17
Designations
Other Names
  • Jon Dodd

View on SEC IAPD

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VICTOR MURDAUGH WHITE
JACOB BRANDON KINNARD
RYAN WILLEY
MICHAEL D FRANTZ
JACOB W RANKIN
EDWARD WHALEN
BRANDON JAMES GOODWIN

Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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