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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-11-09 |
| NJ | RA | APPROVED | 2015-05-29 |
Branch Locations
3801 Pga Boulevard Suite 700, Palm Beach Gardens, FL 33410 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Purchase | NY | 06/2009 | 09/2016 |
| Morgan Stanley | West Palm Beach | FL | 09/2016 | Present |
BANK OF NY. CO-TRUSTEE. NEW YORK, NY PRIVATE TRUST NOT INVESTMENT RELATED. 6/2000 1 HOUR PER MONTH, NOT DURING SECURIITES TRADING HOURS. *665835- N/A; Investment related-No; Westlake, Florida; Publishing; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 10/2025; During business hours: 0; After business hours: 5; Labor/Service.. *671233 - I intend to write a book called "The Long Ride Home: A Field Guide to Honesty, Repair, Responsibility, Love and Becoming a Man"; Investment related: No; Westlake, Florida; Art/Culture:Publishing; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 12/2025; During business hours: 0; After business hours: 30; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 2008-10-30 |
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