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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2020-02-18
TX RA APPROVED 2020-02-18
  • MI RA
    APPROVED
    Since 2020-02-18
  • TX RA
    APPROVED
    Since 2020-02-18

Branch Locations

947 Aiken St, Owosso, MI 48867 • United States

111 S Main St, Freeland, MI 48623 • United States

3360 Tittabawassee Rd, Saginaw, MI 48604 • United States

3691 M-55, West Branch, MI 48661 • United States

561 Beck St, Sebewaing, MI 48759 • United States

401 S. Saginaw Rd, Midland, MI 48640 • United States

3017 Center Ave, Essexville, MI 48732 • United States

2796 Erna Dr, Saginaw, MI 48603 • United States

3691 M-55, West Branch, MI 48661 • United States

113 W Huron Ave, Vassar, MI 48768 • United States

47 N Main St, Elkton, MI 48731 • United States

8131 Main St, Birch Run, MI 48415 • United States

9430 Meijer South Dr, Birch Run, MI 48415 • United States

8 S Huron Rd, Linwood, MI 48634 • United States

15 N Caseville Rd, Pigeon, MI 48755 • United States

203 S. Washington Ave., Saginaw, MI 48607 • United States

800 North Euclid Ave, Bay City, MI 48706 • United States

5540 Dixie Hwy, Saginaw, MI 48601 • United States

8400 Gratiot Rd., Saginaw, MI 48609 • United States

8970 Sand Beach Rd, Harbor Beach, MI 48441 • United States

7531 Gratiot Rd, Saginaw, MI 48609 • United States

100 W Broad St, Chesaning, MI 48616 • United States

580 N Main St, Frankenmuth, MI 48734 • United States

113 W Huron Ave, Vassar, MI 48768 • United States

12638 E Washington, Reese, MI 48757 • United States

8234 State Rd, Millington, MI 48746 • United States

9321 Sanilac, Richville, MI 48758 • United States

1060 West Caro Rd, Caro, MI 48723 • United States

6358 Main St, Cass City, MI 48726 • United States

5540 Dixie Hwy, Saginaw, MI 48601 • United States

410 N State Rd, Otisville, MI 48463 • United States

315 E Main St, Mayville, MI 48744 • United States

602 S State, Vassar, MI 48768 • United States

710 N Van Dyke Rd, Bad Axe, MI 48413 • United States

6541 Plaza Dr, Marlette, MI 48453 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frankenmuth Credit Union Frankenmuth MI 10/2005 Present
Sigma Financial Corp Ann Arbor MI 08/2007 02/2020
Lpl Financial Llc Frankenmuth MI 02/2020 Present
  • 10/2005 → Present
    Frankenmuth Credit Union
    Frankenmuth, MI
  • 08/2007 → 02/2020
    Sigma Financial Corp
    Ann Arbor, MI
  • 02/2020 → Present
    Frankenmuth, MI
Previous Registrations
  • 2019-04-26 → 2020-02-20
    Frankenmuth, MI
Other Businesses

1)2/18/20- MEMBER INVESTMENT CENTER LOCATED AT FRANKENMUTH CU- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2)2/18/20- Non-Variable Insurance - Agent for life and Health- Inv. Related- Frankenmuth, MI- 40hrs/mth - 30% 3) 12/08/2025-Credit Union Trust-Relationship Manager-Financial Institution Duty-Inv Related-At Frankenmuth, MI-Start date 12/08/2025-1hrs/mth-1hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-05
  • S66 Uniform Combined State Law Examination
    2019-04-05

View on SEC IAPD

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