Nirav Rajen Batavia

Current Employers

Employment History

• 01/2015 → Present
  Forum Financial Management, Lp
  Lombard, IL
• 09/2014 → Present
  Forum Financial Management, Lp
  Lombard, IL
• 09/2014 → Present
  Owl Technologies, Llc
  Lombard, IL

Previous Registrations

• 2012-01-27 → 2014-12-17
  Owl Invest
  Chicago, IL
• 2008-04-14 → 2008-12-05
  Hayman Municipal Strategies, Llc
  Dallas, TX

Other Businesses

1) Owl Technologies, LLC; Not investment-related; 1900 South Highland Avenue, Lombard, IL 60148; Technology development and licensing; Manager; 9/2014; 20 hours/month devoted; 0 hours during securities trading hours; Management and development of firm. 2) Owl Finance, Inc.; Not investment-related; 5405w Margaret St. Box 383 Monee, IL 60449; Holding company; President; 03/2011; 0 hours/month devoted; 0 hours during securities trading hours; No direct activities. 3) F.A.M. LLC; Not investment related; 1900 S. Highland Ave. Suite 100 Lombard, IL 60148; General Partner to Forum Financial Management, LP; Member; 01/2015; Less than 5 hours per month; Less than 5 hours during securities trading hours; provide certain management services pursuant to Forum Financial Management, LP as part of a service agreement. 4) Forum Shared Services; Not investment related; 1900 S. Highland Ave. Suite 100, Lombard, IL 60148; Managed Services Company; Director; 10/2020; Less than 5 hours per month; Less than 5 hours during securities trading hours; provide certain management services pursuant to Forum Financial Management, LP as part of a service agreement.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-12-27
• S63 Uniform Securities Agent State Law Examination
  2003-11-10

Designations

Other Names

• Nirav Batavia