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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-14
WA RA APPROVED 2013-08-13
  • TX RA
    APPROVED
    Since 2021-01-14
  • WA RA
    APPROVED
    Since 2013-08-13

Branch Locations

11400 Se 8Th Street # 260, Bellevue, WA 98004 • United States

Mainspring Wealth Advisors

11400 Se 8Th St. Suite 260, Bellevue, WA 98004-6470 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2017-08-30
  • WA RA
    APPROVED
    Since 2017-08-30

Branch Locations

11400 Se 8Th St. Suite 260, Bellevue, WA 98004-6470 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Bellevue WA 08/2013 Present
Mainspring Wealth Advisors Bellevue WA 08/2014 Present
Raymond James Financial Services Advisors Inc. Bellevue WA 08/2013 Present
Mainspring Wealth Advisors Llc Bellevue WA 08/2019 Present
Previous Registrations
  • 2003-12-17 → 2013-08-16
    Msi Financial Services, Inc.
    Bellevue, WA
    Bellevue, WA
    Bellevue, WA
Other Businesses

(1) Name of Business: Langley Village Property LLC Address: 9521 132nd Ave NE, Kirkland, WA, 98033, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/01/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a 25% owner in a rental property (2) Name of Business: Mainspring Wealth Advisors LLC Address: 11400 SE 8th St Ste 260, Bellevue, WA, 98004, United States Activity Type: Independent RIA Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/26/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: We have this IRIA for branding purposes only due to WA state compliance rules. We run no business through it. (3) Name of Business: Mainspring Wealth Advisors LLC Address: 11400 SE 8th St Ste 260, Bellevue, WA, 98004, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/12/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: CEO/leadership, Financial Planner, Investment Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-16
  • S66 Uniform Combined State Law Examination
    2003-10-16
Designations
Other Names
  • Kevin Skogen

View on SEC IAPD

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