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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2006-02-08
  • WI RA
    APPROVED
    Since 2006-02-08

Branch Locations

777 East Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Inc. Milwaukee WI 08/2003 Present
  • 08/2003 → Present
    Robert W. Baird & Co. Inc.
    Milwaukee, WI
Other Businesses

1) Name and address: Rental Property 2824 N 84th St Milwaukee, WI 53222 Nature of Entity: Single Family Houses - Rental Properties Responsibilities in this role: Owner Hours devoted: 2 hours/month 2) Name and address: Rental Property 2006 Sunset Court Wauwatosa, WI 53226 Nature of Entity: Single Family Houses - Rental Properties Responsibilities in this role: Owner Hours devoted: 2 hours/month 3) The Westin Riverfront Resort & Spa - Vacation Home; Not Investment-Related; 126 Riverfront Lane - Unit 338, Avon, CO 81620; Rental Property; Owner; Start Date: 2/8/2016; Appx hrs/month:0; Hrs during trading: 0; No responsibilities as the rentals and cleaning / maintenance is managed by the Westin.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-07
  • S66 Uniform Combined State Law Examination
    2006-02-07

View on SEC IAPD

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