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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-07-10 |
Branch Locations
44 Church Street, Little Silver, NJ 07739 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Petersen Investments, Inc. | New York | NY | 04/2005 | 04/2018 |
| Royal Alliance | Wayne | NJ | 04/2018 | 05/2019 |
| Cadaret, Grant & Co., Inc. | Little Silver | NJ | 05/2019 | 07/2025 |
| Lpl Financial Llc | Wayne | NJ | 07/2025 | Present |
1. 07/10/2025- Antonio DiPalma- FINRA Arbitrator- INV Related- Home Based- Start date 12/12/2012- 1 Hour Per Month 2. 07/10/2025- PETERSEN ADVISORS, LLC- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 04/01/2025- 2 Hours Per Month- 2 Hours During Trading 3. 07/10/2025- Petersen Advisors, LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 04/01/2025- 40 Hours Per Month- 40 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-17 |
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