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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-07-10
  • NJ RA
    APPROVED
    Since 2025-07-10

Branch Locations

Wayne, NJ • United States

44 Church Street, Little Silver, NJ 07739 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Petersen Investments, Inc. New York NY 04/2005 04/2018
Royal Alliance Wayne NJ 04/2018 05/2019
Cadaret, Grant & Co., Inc. Little Silver NJ 05/2019 07/2025
Lpl Financial Llc Wayne NJ 07/2025 Present
  • 04/2005 → 04/2018
    Petersen Investments, Inc.
    New York, NY
  • 04/2018 → 05/2019
    Royal Alliance
    Wayne, NJ
  • 05/2019 → 07/2025
    Cadaret, Grant & Co., Inc.
    Little Silver, NJ
  • 07/2025 → Present
    Wayne, NJ
Previous Registrations
  • 2019-05-23 → 2025-07-10
    Cadaret, Grant & Co., Inc.
    Wayne, NJ
    Little Silver, NJ
    Syracuse, NY
    Syracuse, NY
  • 2018-04-26 → 2019-05-21
    Wayne, NJ
    Scottsdale, AZ
    Wayne, NJ
  • 2013-08-21 → 2018-04-25
    Petersen Investments, Inc.
    New York, NY
    Huntington Station, NY
    Springfield, IL
    Chatham, IL
    Blue Bell, PA
    Kingston, NY
    Wall, NJ
    Boston, MA
    Baton Rouge, LA
    Boston, MA
    New York, NY
    New York, NY
    Wayne, NJ
    Hoboken, NJ
    New York, NY
    New York, NY
    Cross River, NY
    Bedford, NY
    Locust Valley, NY
    Huntington Station, NY
    Miami, FL
Other Businesses

1. 07/10/2025- Antonio DiPalma- FINRA Arbitrator- INV Related- Home Based- Start date 12/12/2012- 1 Hour Per Month 2. 07/10/2025- PETERSEN ADVISORS, LLC- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 04/01/2025- 2 Hours Per Month- 2 Hours During Trading 3. 07/10/2025- Petersen Advisors, LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 04/01/2025- 40 Hours Per Month- 40 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-17
  • S66 Uniform Combined State Law Examination
    2005-11-17

View on SEC IAPD

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