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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Manhatten Beach | CA | 02/2001 | 01/2022 |
| Wells Fargo Advisors Llc | Manhattan Beach | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Manhattan Beach | CA | 11/2016 | 01/2022 |
| Comerica | El Segundo | CA | 02/2022 | 06/2024 |
| Ameriprise Financial Services, Llc | Costa Mesa | CA | 11/2023 | 06/2024 |
| Lpl Financial | Los Angeles | CA | 07/2024 | Present |
| Bmo Harris Bank | Los Angeles | CA | 06/2024 | Present |
1- 07/05/2024 / BMO Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2- 07/10/2024 / BMO HARRIS BANK / Financial Institution Duty / Senior Private Banker/ Investment Related / 40 hrs mth / 8 hrs during trading / At Reported Business Location(s) / Start date: 07/24/2024 3- 07/10/2024 - Nishan / Tess Paranawitane Trust - Real Estate Rental - Owner - Investment Related - Richmond, TX - Start Date 06/02/2018
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-20 |
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