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50 S Lasalle Street, Chicago, IL 60603-1008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2016-04-26 |
Branch Locations
50 S Lasalle Street, Chicago, IL 60603-1008 • United States
East Greenwich, RI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northern Trust Securities | East Greenwich | RI | 01/2016 | Present |
| Northern Trust Bank | East Greenwich | RI | 01/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-01 |
| S66 | Uniform Combined State Law Examination | 2003-10-31 |
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