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Current Employers
Northern Trust Investments, Incorporated

50 S Lasalle Street, Chicago, IL 60603-1008 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2016-04-26
  • RI RA
    APPROVED
    Since 2016-04-26

Branch Locations

50 S Lasalle Street, Chicago, IL 60603-1008 • United States

East Greenwich, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Trust Securities East Greenwich RI 01/2016 Present
Northern Trust Bank East Greenwich RI 01/2016 Present
  • 01/2016 → Present
    Northern Trust Securities
    East Greenwich, RI
  • 01/2016 → Present
    Northern Trust Bank
    East Greenwich, RI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-04
S63 Uniform Securities Agent State Law Examination 2015-12-01
S66 Uniform Combined State Law Examination 2003-10-31
  • S65 Uniform Investment Adviser Law Examination
    2016-04-04
  • S63 Uniform Securities Agent State Law Examination
    2015-12-01
  • S66 Uniform Combined State Law Examination
    2003-10-31
Other Names
  • Emily Barnwell Lawrence
  • Emily B Meyer

View on SEC IAPD

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