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Newlin Ottis Wollaston

J.P. Morgan Securities LLC

Chicago, IL

Chicago, IL

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-09-04
IL RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2014-09-04
  • IL RA
    APPROVED
    Since 2012-10-01

Branch Locations

10 South Dearborn, Chicago, IL 60603 • United States

712 E 87Th St, Ste D2, Chicago, IL 60619-6246 • United States

353 W 83Rd St, Chicago, IL 60620 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mt. Carmel Children Of God Baptist Church Chicago IL 09/2011 Present
J.P. Morgan Securities Llc Chicago IL 10/2012 Present
Jpmorgan Chase Bank, N.A. Chicago IL 12/2011 Present
  • 09/2011 → Present
    Mt. Carmel Children Of God Baptist Church
    Chicago, IL
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Chicago, IL
  • 12/2011 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
Previous Registrations
  • 2012-01-19 → 2012-10-01
    Chase Investment Services Corp.
    Chicago, IL
  • 2009-07-13 → 2011-10-21
    New England Securities
    Chicago, IL
  • 2006-05-23 → 2009-03-26
    Banc Of America Investment Services, Inc.
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-22
S63 Uniform Securities Agent State Law Examination 2005-09-01
  • S65 Uniform Investment Adviser Law Examination
    2006-05-22
  • S63 Uniform Securities Agent State Law Examination
    2005-09-01

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
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