Nalin Bhatt

Current Employers

Fireplace Financial Inc

Murrieta, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-03-02

CA RA
APPROVED

Since 2021-03-02

Branch Locations

Murrieta, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fireplace Financials And Ins Services	La Habra	CA	01/2000	Present
Quest Capital Stratergies	Lake Forest	CA	09/2007	Present
Sa Stone Wealth Management Inc.	Birmingham	AL	12/2019	Present
Sa Stone Investment Advisors Inc.	Birmingham	AL	12/2019	Present

01/2000 → Present

Fireplace Financials And Ins Services

La Habra, CA
09/2007 → Present

Quest Capital Stratergies

Lake Forest, CA
12/2019 → Present

Sa Stone Wealth Management Inc.

Birmingham, AL
12/2019 → Present

Sa Stone Investment Advisors Inc.

Birmingham, AL

Previous Registrations

2019-12-06 → 2021-03-03

Stonex Advisors Inc.

Birmingham, AL
2008-01-07 → 2019-12-06

Quest Capital Strategies, Inc.

Laguna Hills, CA

Murrieta, CA

Laguna Hills, CA
2005-06-02 → 2007-07-31

Osaic Fs, Inc.

La Habra, CA

La Habra, CA
2004-05-26 → 2005-06-17

Gold Coast Securities, Inc.

La Habra, CA

Other Businesses

ACCURATE ACCOUNTING NALIN BHATT CPA-CERTIFIED PUBLIC ACCOUNTANT - NON INVESTMENT RELATED, 29970 TECHNOLOGY DR 216, MURRIETA, CA 92563,NATURE OF BUSINESS: BOOKKEEPING TAX RETURN PREPARATION. 100% OWNER, TITLE: ACCOUNTANT. STARTED 01/01/2000. 160 HRS/MONTH AND 160 HRS/MONTH DURING TRADING HOURS. DUTIES: ACCOUNTANT.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-05-24
S63	Uniform Securities Agent State Law Examination	2003-11-21

S66 Uniform Combined State Law Examination

2004-05-24
S63 Uniform Securities Agent State Law Examination

2003-11-21

View on SEC IAPD