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Brian Lee Hayes

The Mather Group, LLC

St Louis, MO

Chicago, IL

Clayton, MO

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Current Employers
The Mather Group, Llc

353 N. Clark Street Suite 2775, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-02-02
IL RA APPROVED 2021-02-02
MO RA APPROVED 2019-06-21
  • CA RA
    APPROVED
    Since 2021-02-02
  • IL RA
    APPROVED
    Since 2021-02-02
  • MO RA
    APPROVED
    Since 2019-06-21

Branch Locations

St Louis, MO • United States

353 N. Clark Street Suite 2775, Chicago, IL 60654 • United States

7777 Bonhomme Ave Suite 1800, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edelman Financial Services, Llc Fairfax VA 10/2016 11/2018
Ef Legacy Securities, Llc Henrico VA 10/2016 10/2018
Financial Engines Advisors L.L.C. Sunnyvale CA 11/2018 03/2019
The Mather Group, Llc Chicago IL 06/2019 Present
  • 10/2016 → 11/2018
    Edelman Financial Services, Llc
    Fairfax, VA
  • 10/2016 → 10/2018
    Ef Legacy Securities, Llc
    Henrico, VA
  • 11/2018 → 03/2019
    Financial Engines Advisors L.L.C.
    Sunnyvale, CA
  • 06/2019 → Present
    The Mather Group, Llc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-08
S63 Uniform Securities Agent State Law Examination 2000-02-23
  • S65 Uniform Investment Adviser Law Examination
    2006-09-08
  • S63 Uniform Securities Agent State Law Examination
    2000-02-23

View on SEC IAPD

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