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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade Institutional | Fort Worth | TX | 05/2013 | 06/2024 |
| Charles Schwab And Co., Inc. | Fort Worth | TX | 06/2024 | Present |
1) Name: University of North Texas - Toulouse Graduate School, Role: Adjunct Professor of Advanced Data Analytics, Type: Teaching, Start Date: 01/11/2021, Investment Related?: No, Address: 1155 Union Circle, #311070, Denton, TX 76201, Number of Hours/Mo: 20, Duties: Facilitate graduate and undergraduate-level courses for Advanced Data Analytics programs at the university including statistics, data visualization, data wrangling, and machine learning. 2) Name: Board of Directors, Hope Cottage Pregnancy & Adoption Center, Role: Board Member, Governance Committee Member, Type: Board Service, Start Date: 01/02/2022, Investment Related?: No, Address: 609 Texas St., Dallas, TX 75204, Number of Hours/Mo: 2, Number of Hrs during trading hours: 2, Duties: 3 Year Unpaid Board Membership starting January 1, 2022. Requires Bi-Monthly board meetings and committee meetings (alternating months). 3) Reese & Kole Holdings, LLC|Investment Related:No|Real Estate (Non-Agent/Broker)|Owner|2025-12-15|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Owner of holding company used for real estate investment, passive income from vending machines, rental income, and other small businesses unrelated to financial services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-29 |
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