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Lindsey Hart Mccool

Mariner

Tulsa, OK

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-04
AR RA APPROVED 2020-10-01
OK RA APPROVED 2016-09-23
  • TX RA
    APPROVED
    Since 2025-02-04
  • AR RA
    APPROVED
    Since 2020-10-01
  • OK RA
    APPROVED
    Since 2016-09-23

Branch Locations

4200 E. Skelly Dr Suite 950, Tulsa, OK 74135 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mariner Wealth Advisors - Oklahoma Tulsa OK 03/2014 06/2018
Mariner Wealth Advisors Tulsa KS 06/2018 Present
  • 03/2014 → 06/2018
    Mariner Wealth Advisors - Oklahoma
    Tulsa, OK
  • 06/2018 → Present
    Mariner Wealth Advisors
    Tulsa, KS
Previous Registrations
  • 2014-06-24 → 2018-07-03
    Mariner Wealth Advisors
    Overland Park, KS
    Tulsa, OK
Other Businesses

1. LHM Equine Services LLC, Investment related: N, Forth Smith, AR, EQUINE MARKETING, SALES AND JUDGING, Equine agent or judge, 5 HRS PER MONTH; 0 HRS DURING TRADING HOURS; LICENSED ARABIAN "r" JUDGE. 2. YWCA TULSA, 1503 S. DENVER AVE., TULSA, OK 74119; INVESTMENT RELATED; SERVE ON THE SPECIAL EVENTS PLANNING COMMITTEE - CHAIRWOMAN OF THEIR ENDOWMENT COMMITTEE; STARTED 7/1/2017; 5 HRS/ MONTH; 5 HRS/MONTH DURING SECURITIES HOURS; ASSISTS WITH THE NON-PROFITS CASH FLOW PLANNING, MAKING AND ADHERING TO ANNUAL BUDGETS AND OTHER FINANCIAL MATTERS. 3. Castle Bluff Property, LLC, Investment related: N, Tulsa, OK, LLC created to own a vacation home, sole member, 05/07/2021, 1 HRS PER MONTH; 0 HRS DURING TRADING HOURS 4. McHalo Investments, LLC; investment related; Tulsa, OK; owner; start date 9/29/2025; 5 hours /month, 0 during trading hours; LLC formed to make other investments

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-24
S63 Uniform Securities Agent State Law Examination 2010-09-22
  • S65 Uniform Investment Adviser Law Examination
    2014-06-24
  • S63 Uniform Securities Agent State Law Examination
    2010-09-22
Designations
Other Names
  • Lindsey H Smith
  • Lindsey Hart Smith

View on SEC IAPD

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