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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-04 |
| AR | RA | APPROVED | 2020-10-01 |
| OK | RA | APPROVED | 2016-09-23 |
Branch Locations
4200 E. Skelly Dr Suite 950, Tulsa, OK 74135 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mariner Wealth Advisors - Oklahoma | Tulsa | OK | 03/2014 | 06/2018 |
| Mariner Wealth Advisors | Tulsa | KS | 06/2018 | Present |
1. LHM Equine Services LLC, Investment related: N, Forth Smith, AR, EQUINE MARKETING, SALES AND JUDGING, Equine agent or judge, 5 HRS PER MONTH; 0 HRS DURING TRADING HOURS; LICENSED ARABIAN "r" JUDGE. 2. YWCA TULSA, 1503 S. DENVER AVE., TULSA, OK 74119; INVESTMENT RELATED; SERVE ON THE SPECIAL EVENTS PLANNING COMMITTEE - CHAIRWOMAN OF THEIR ENDOWMENT COMMITTEE; STARTED 7/1/2017; 5 HRS/ MONTH; 5 HRS/MONTH DURING SECURITIES HOURS; ASSISTS WITH THE NON-PROFITS CASH FLOW PLANNING, MAKING AND ADHERING TO ANNUAL BUDGETS AND OTHER FINANCIAL MATTERS. 3. Castle Bluff Property, LLC, Investment related: N, Tulsa, OK, LLC created to own a vacation home, sole member, 05/07/2021, 1 HRS PER MONTH; 0 HRS DURING TRADING HOURS 4. McHalo Investments, LLC; investment related; Tulsa, OK; owner; start date 9/29/2025; 5 hours /month, 0 during trading hours; LLC formed to make other investments
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-22 |
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