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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2015-05-11
  • MI RA
    APPROVED
    Since 2015-05-11

Branch Locations

5136 Cascade Rd Se Ste 2B, Grand Rapids, MI 49546 • United States

Lansing, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Grand Rapids MI 03/2015 03/2020
Ameriprise Financial Services, Llc Grand Rapids MI 03/2020 Present
Other Businesses

Business Ownership; Bruce M Meyers CPA LLC; CPA - prepare tax returns and workpapers.; Tax Preparation; 6810 S Cedar St Ste 3D Lansing, MI 48911, ,; Not Investment-Related; 10/08/2014; 1 to 9 hours per month; 1 to 9 during trading hours / H&S Companies; CPA - preparation of tax returns and supporting workpapers.; Tax Preparation; 6810 S. Cedar St. Ste 3DLansing, MI 48911, ,; Not Investment-Related; 01/20/2019; 60 hours per month; 60 during trading hours / HSC Group LLC; AFA under Jack Hendon.; Legal entity created to manage administrative expenses for Ameriprise Practice HS&C Wealth Management, including paying compensation to staff for non-securities related activity.; 711 W Main St, , Fremont, MI, 49412; Investment-Related; 09/10/2021; 1 to 9 hours per month; 1 to 9 during trading hours / Hendon Slate LLC; Co-owner; Legal entity created to hold ownership of Ameriprise practice, HS&C Wealth Management.; 711 W Main Street, , Fremont, MI, 49412; Investment-Related; 02/15/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Delta Waverly Rotary Club; Member At Large; PO Box 70042, , Lansing, MI, 48917; Not Investment-Related; 07/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Fiduciary Activities; Agent named in a health care directive or living will. Other Business Activities; Boy Scout Troop 2 / Crew 2; Boy Scout Troop / Crew - Chief Okemos District; 200 W Grand River Ave, , East Lansing, MI, 48823; Not Investment-Related; 04/01/2014; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-04
S63 Uniform Securities Agent State Law Examination 2007-08-21
  • S65 Uniform Investment Adviser Law Examination
    2015-05-04
  • S63 Uniform Securities Agent State Law Examination
    2007-08-21

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