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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-26
TX RA APPROVED_RES 2019-01-30
FL RA APPROVED 2018-02-15
  • CA RA
    APPROVED
    Since 2024-07-26
  • TX RA
    APPROVED_RES
    Since 2019-01-30
  • FL RA
    APPROVED
    Since 2018-02-15

Branch Locations

18167 Us Hwy19 N Ste 400, Clearwater, FL 33764 • United States

Odessa, FL • United States

Nevada City, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation Tampa FL 09/2009 02/2018
Lpl Financial Llc Clearwater FL 02/2018 Present
  • 09/2009 → 02/2018
    Invest Financial Corporation
    Tampa, FL
  • 02/2018 → Present
    Clearwater, FL
Previous Registrations
Other Businesses

1. 02/14/2018 - LIFE BROKERAGE FINANCIAL GROUP - Investment Related - 8516 SANDY BEACH ST, TAMPA, FL. - Non-Variable Insurance - Start Date 03/18/10 - Term, UL, LTC, Whole. 2. 02/14/2018 - Livingston Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 02/14/2018 - Livingston - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 4/25/2018 - LABADIE BAILEY Private Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/09/2009 - 160 Hours Per Month/8 Hours During Securities Trading. 5. 6/8/2018 - miCrusade Guided Wealth Porfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/07/2018 - 40 Hours Per Month/2 Hours During Securities Trading. 6. 5/19/2020 - Christopher Labadie Brands "DBA" Christopher Labadie - Location/Address: Remotely (no one specific location) - Other-General Financial Education - Started 5/19/20 - 12 Hours Per Month/1 Hour During Securities Trading. 7. 04/19/2024 - Azimuth Guided Wealth - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 3/29/2024 - 40 Hrs/Mo; 3 Hrs During Trading. 8. 11/14/2025 - Real Estate Rental - Investment Related - Nevada City, CA - Start Date 10/01/2025 - 4 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-09
  • S66 Uniform Combined State Law Examination
    2004-01-09

View on SEC IAPD

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