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Current Employers
Hilltop Securities Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-07-07
MN RA APPROVED 2022-01-27
NY RA APPROVED 2021-02-23
MT RA APPROVED 2019-03-21
PA RA APPROVED 2018-10-19
OR RA APPROVED 2018-03-23
VA RA APPROVED 2014-12-10
MA RA APPROVED 2014-08-21
TX RA APPROVED_RES 2014-08-06
CA RA APPROVED 2008-12-10
  • FL RA
    APPROVED
    Since 2023-07-07
  • MN RA
    APPROVED
    Since 2022-01-27
  • NY RA
    APPROVED
    Since 2021-02-23
  • MT RA
    APPROVED
    Since 2019-03-21
  • PA RA
    APPROVED
    Since 2018-10-19
  • OR RA
    APPROVED
    Since 2018-03-23
  • VA RA
    APPROVED
    Since 2014-12-10
  • MA RA
    APPROVED
    Since 2014-08-21
  • TX RA
    APPROVED_RES
    Since 2014-08-06
  • CA RA
    APPROVED
    Since 2008-12-10

Branch Locations

50 California Street Suite 2650, San Francisco, CA 94111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilltop Securities Inc. San Francisco CA 12/2008 Present
Previous Registrations
  • 2004-08-20 → 2008-12-31
    M.L. Stern & Co., Llc.
    San Francisco, CA
    San Francisco, CA
Other Businesses

1] Lamia Fehada; Sole Proprietor, Family Owned, My relationship with the business is in accounting, bookkeeping, advising, cleaning, delivering, shopping. to 'Lamia Fehada is my wife, My relationship with the business is in accounting, bookkeeping, advising, cleaning, delivering, shopping, and assisting in catering, cooking, and baking, Started Jan 18, 2016 - San Francisco, CA 94121, 15 hours per week during non-business hrs 2] Notary Public; Non-Investment Related, Notary, San Francisco, CA, 10/27/2025 Start Date,1 hrs/mo non-business hrs, 0 hrs/mo trading hrs, provide notary for documents as needed for clients/co-workers without charge.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-08-18
S63 Uniform Securities Agent State Law Examination 2003-09-19
  • S65 Uniform Investment Adviser Law Examination
    2004-08-18
  • S63 Uniform Securities Agent State Law Examination
    2003-09-19

View on SEC IAPD

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