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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED_RES	2018-10-22
NJ	RA	APPROVED	2009-06-01

NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED_RES

Since 2018-10-22
NJ RA
APPROVED

Since 2009-06-01

Branch Locations

2000 Westchester Avenue, 1 Nc Northeast Region, Purchase, NY 10577 • United States

1585 Broadway Capital Markets, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Purchase	NY	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney

Purchase, NY

Previous Registrations

2009-04-07 → 2009-06-01

Morgan Stanley & Co. Llc

Purchase, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-04-06
S63	Uniform Securities Agent State Law Examination	2004-06-25

S65 Uniform Investment Adviser Law Examination

2009-04-06
S63 Uniform Securities Agent State Law Examination

2004-06-25

View on SEC IAPD

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