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Evan Heath Wax

Wax Asset Management LLC

Madison, CT

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Current Employers
Wax Asset Management Llc

Madison, CT • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-17
TX RA APPROVED_RES 2013-03-06
CT RA APPROVED 2011-04-29
  • NY RA
    APPROVED
    Since 2021-11-17
  • TX RA
    APPROVED_RES
    Since 2013-03-06
  • CT RA
    APPROVED
    Since 2011-04-29

Branch Locations

Madison, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wax Asset Management Greenwich CT 04/2011 Present
  • 04/2011 → Present
    Wax Asset Management
    Greenwich, CT
Other Businesses

Servotronics, Inc 1110 Maple Street Elma, New York 14059 Independent board member/Director 2022-Present Approximately 4 hours a month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-19
S63 Uniform Securities Agent State Law Examination 2003-10-01
  • S65 Uniform Investment Adviser Law Examination
    2011-04-19
  • S63 Uniform Securities Agent State Law Examination
    2003-10-01
Other Names
  • Evan Wax

View on SEC IAPD

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