Louis Romero Avalos

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-07-21
TX	RA	APPROVED	2021-07-21

CA RA
APPROVED

Since 2021-07-21
TX RA
APPROVED

Since 2021-07-21

Branch Locations

Irvine, CA • United States

15615 Alton Pkwy Ste 450, Irvine, CA 92618 • United States

Irvine, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Waddell & Reed, Inc.	Irvine	CA	08/2003	07/2021
Various Insurance Carriers For W & R Insurance Agencies	Irvine	CA	09/2003	07/2021
Effective Planning	Irvine	CA	01/1980	Present
Louis & Patricia Avalos Property	Long Beach	CA	11/2006	Present
Lpl Financial Llc	Irvine	CA	07/2021	Present

08/2003 → 07/2021

Waddell & Reed, Inc.

Irvine, CA
09/2003 → 07/2021

Various Insurance Carriers For W & R Insurance Agencies

Irvine, CA
01/1980 → Present

Effective Planning

Irvine, CA
11/2006 → Present

Louis & Patricia Avalos Property

Long Beach, CA
07/2021 → Present

Lpl Financial Llc

Irvine, CA

Previous Registrations

2003-11-11 → 2021-07-21

Waddell & Reed

Costa Mesa, CA

Irvine, CA

Las Vegas, NV

Irvine, CA

Other Businesses

1. 2006/LOUIS AVALOS/Real Estate Rental/Investment Related/Long Beach, CA/0 HRS/MO 2. 1978/Orange County California Society of Enrolled Agents/Non-Profit Board Member/Investment Related/Sacramento, CA/4 HRS/MO 3. 2001/Effective Planning/Tax Prep/Accounting/CPA/Investment Related/Irvine, CA/0 HRS/MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-11-10

S66 Uniform Combined State Law Examination

2003-11-10

Other Names

Louis Avalos

View on SEC IAPD