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Eric Andrew Swalla

Spc

Ann Arbor, MI

Zeeland, MI

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-01-12
  • MI RA
    APPROVED
    Since 2026-01-12

Branch Locations

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

120-B Church St., Zeeland, MI 49464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial Corporation Ann Arbor MI 07/2012 Present
Spc Ann Arbor MI 07/2012 Present
  • 07/2012 → Present
    Sigma Financial Corporation
    Ann Arbor, MI
  • 07/2012 → Present
    Ann Arbor, MI
Previous Registrations
  • 2011-04-26 → 2012-07-20
    Securities America Advisors, Inc.
    Holland, MI
  • 2007-09-20 → 2011-02-18
    Grand Haven, MI
    Holland, MI
    Hamilton, MI
    Zeeland, MI
Other Businesses

1. DBA - Symmetra Advisors LLC for securities and insurance business. 2. AS AN INDEPENDENTLY LICENSED INSURANCE AGENT, I AM APPOINTED WITH VARIOUS INSURANCE COMPANIES. 3. Sale of Badger Meter water testing equipment, Milwaukee, WI. Will be working remote. Start date: 12/1/21, approx. 120 hrs/mo, 70% during mkt hrs. Not investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-10
S63 Uniform Securities Agent State Law Examination 2004-05-19
  • S65 Uniform Investment Adviser Law Examination
    2007-10-10
  • S63 Uniform Securities Agent State Law Examination
    2004-05-19
Other Names
  • Swalla Eric
  • Swalla Andrew Eric
  • Eric Andrew Swalla
  • Eric Swalla

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