Kimberly Ann Newsome

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-12-20
FL	RA	APPROVED	2010-12-03

TX RA
APPROVED_RES

Since 2021-12-20
FL RA
APPROVED

Since 2010-12-03

Branch Locations

St Augustine, FL • United States

4465 Baymeadows Rd. Ste. 3, Jacksonville, FL 32217 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc.	Fairfield	IA	11/2010	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	11/2010	Present

11/2010 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
11/2010 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2009-02-18 → 2010-11-05

Brewer Investment Advisors Llc

Chicago, IL
2003-11-20 → 2009-02-12

Ameriprise Financial Services, Llc

Jacksonville, FL

Jacksonville, FL

Pensacola, FL

Pensacola, FL

Other Businesses

1) Pinnacle Insurance and Financial Services- INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 12/31/10

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-11-14

S66 Uniform Combined State Law Examination

2003-11-14

View on SEC IAPD