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2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-18 |
| CA | RA | APPROVED | 2026-01-22 |
Branch Locations
1425 Environ Way, Suite 1425, Chapel Hill, NC 27517 • United States
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Seia Llc | Chapel Hill | NC | 06/2003 | Present |
| Signator Investors Inc. | Boston | MA | 06/2003 | 11/2018 |
| Royal Alliance Associates, Inc. | Los Angeles | CA | 11/2018 | 08/2023 |
| Ses Llc | Chapel Hill | NC | 08/2023 | Present |
SEIA POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 06/10/2003 ADDRESS: 1425 Environ Way, Suite 1425, Chapel Hill, NC 27517, United States DESCRIPTION: RIA Sales & Service CHAD BATES INSURANCE LICENSE POSITION: CA Insurance License Holder NATURE: I have a CA insurance License. Used for purposes of communicating with clients about insurance products and features. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 12/01/2003 ADDRESS: 1425 Environ Way, Suite 1425, Chapel Hill, NC 27517, United States DESCRIPTION: Communicate with clients about insurance products in their investment portfolios.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-06 |
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