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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2019-02-26 |
| PA | RA | APPROVED | 2018-01-19 |
| MD | RA | APPROVED | 2013-08-26 |
Branch Locations
6115 Falls Rd Ste Ph, Baltimore, MD 21209 • United States
313 S Wolfe St, Baltimore, MD 21231-2531 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Timonium | NY | 08/2013 | 03/2022 |
| Ameriprise Financial Services, Llc | Baltimore | MD | 03/2022 | Present |
Business Ownership; Pair of Queens; Manage day to day operations of my AFG practice; Manage day to day operations of AFG practice; 313 S Wolfe St, , Baltimore, MD, 21231; Not Investment-Related; 01/18/2022; 0 hours per month; 0 during trading hours. Outside Employment; Pair of Queens; Owner; Manage advisory business; 313 s wolfe st, , baltimore, MD, 21231; Investment-Related; 01/01/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-24 |
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