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Tammy Warnicke

Stifel, Nicolaus & Company, Incorporated

Portage, MI

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-12-05
  • MI RA
    APPROVED
    Since 2024-12-05

Branch Locations

950 Trade Center Way Suite 305, Portage, MI 49002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Portage MI 04/2016 11/2016
Wells Fargo Clearing Services, Llc Portage MI 11/2016 04/2020
Kellogg Community Credit Union Portage MI 04/2020 05/2021
Lpl Financial Llc Portage MI 04/2020 05/2021
Valic Financial Advisor, Inc. Auburn Hills MI 06/2021 01/2022
The Huntington Investment Company Columbus OH 03/2023 12/2024
Kushner & Company Portage MI 01/2022 03/2023
Stifel Portage MI 12/2024 Present
  • 04/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Portage, MI
  • 11/2016 → 04/2020
    Wells Fargo Clearing Services, Llc
    Portage, MI
  • 04/2020 → 05/2021
    Kellogg Community Credit Union
    Portage, MI
  • 04/2020 → 05/2021
    Lpl Financial Llc
    Portage, MI
  • 06/2021 → 01/2022
    Valic Financial Advisor, Inc.
    Auburn Hills, MI
  • 03/2023 → 12/2024
    The Huntington Investment Company
    Columbus, OH
  • 01/2022 → 03/2023
    Kushner & Company
    Portage, MI
  • 12/2024 → Present
    Stifel
    Portage, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-28
  • S66 Uniform Combined State Law Examination
    2013-03-28
Other Names
  • Tammy Jo Pinocci
  • Tammy J Scheff
  • Tammy J Pinocci
  • Tammy Jo Scheff
  • Tammy J Warnicke

View on SEC IAPD

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GISELLE KRISTINE SCHLUBATIS
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ROBERT SCOTT MCDOUGALL
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Other Offices

ZHANG FINANCIAL · PORTAGE, MI
EDELMAN FINANCIAL ENGINES · PORTAGE, MI
EDWARD JONES · Portage, MI
PFS INVESTMENTS INC. · PORTAGE, MI
PFS INVESTMENTS INC. · PORTAGE, MI
PFS INVESTMENTS INC. · PORTAGE, MI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · PORTAGE, MI
OPPENHEIMER & CO. INC. · PORTAGE, MI

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