Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-18 |
| CA | RA | APPROVED | 2012-05-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 03/2012 | Present |
| Bank Of America, N.A. | San Diego | CA | 04/2012 | Present |
I*808231For profit or not for profit: Name of outside business organization: Rental Property 2Investment related: NAddress of business: Scottsdale, Arizona, 85251Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 4/15/2022Number of hours devoted: 3 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , I*808232For profit or not for profit: Name of outside business organization: Rental Property 3Investment related: NAddress of business: Scottsdale, Arizona, 85251Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 4/15/2022Number of hours devoted: 2 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , I*810237For profit or not for profit: Name of outside business organization: Rental Property 4Investment related: NAddress of business: Scottsdale, Arizona, 85257Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 5/1/2022Number of hours devoted: 2 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , I*810238For profit or not for profit: Name of outside business organization: Rental Property 5Investment related: NAddress of business: Scottsdale, Arizona, 85251Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 4/12/2022Number of hours devoted: 4 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , I*1072252For profit or not for profit: Name of outside business organization: Rental Property 6Investment related: YAddress of business: Roseburg, Oregon, 97470Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 11/15/2022Number of hours devoted: 10 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , I*503938For profit or not for profit: Name of outside business organization: Dias Family TrustInvestment related: NAddress of business: Scottsdale, Arizona, 85251Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 3/1/2020Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: ,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-10 |
Reach out to this advisor