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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2017-11-29 |
| IL | RA | APPROVED | 2017-11-29 |
| TX | RA | APPROVED_RES | 2017-11-29 |
| WA | RA | APPROVED | 2017-11-29 |
Branch Locations
1445 W Whittaker St Ste A, Salem, IL 62881 • United States
301 W. Main Street, Salem, IL 62881 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Salem | IL | 10/2007 | 11/2017 |
| Lpl Financial Llc | Salem | IL | 11/2017 | Present |
1. 11/29/2017 - MID AMERICA FINANCIAL RESOURCES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 5/1/2003 - 10 Hours Per Month/10 During Securities Trading. 2. 11/29/2017 - Malan Financial Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date 5/1/2003 - 40 Hours Per Month/40 During Securities Trading - Sells Fixed Insurance. 3. 4/26/2018 - Douglas G. Malan Living Trust - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Started 02/07/2014 - 10 Hours Per Month/0 Hours During Securities Trading. 4. 1/25/2019 - No Business Name - Investment Related - Flora, IL 62839 - Real Estate Rental - Started 01/01/2009 - 0 Hours Per Month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-18 |
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