David Alan Ivey

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2019-08-05

MD RA
APPROVED

Since 2019-08-05

Branch Locations

Annapolis, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Nationwide Securities	Dublin	OH	04/2003	08/2019
Charlie Deale Agency	Annapolis	OH	07/2003	08/2019
Nationwide Securities, Inc.	Annapolis	MD	08/2008	08/2019
Lpl Financial, Llc	Annapolis	MD	08/2019	Present

04/2003 → 08/2019

Nationwide Securities

Dublin, OH
07/2003 → 08/2019

Charlie Deale Agency

Annapolis, OH
08/2008 → 08/2019

Nationwide Securities, Inc.

Annapolis, MD
08/2019 → Present

Lpl Financial, Llc

Annapolis, MD

Previous Registrations

2008-08-01 → 2019-08-08

Nationwide Securities, Llc

Annapolis, MD

Hanover, MD

Glen Burnie, MD

Ridgely, MD

Chester, MD

Annapolis, MD

Annapolis, MD

Severna Park, MD

Annapolis, MD

Millersville, MD

Towson, MD

Annapolis, MD

Annapolis, MD

Gaithersburg, MD

Middletown, DE

Towson, MD
2007-10-02 → 2008-08-01

1717 Capital Management Company

Annapolis, MD

Other Businesses

1. 01/01/1997 - IVEY SERVICES INC/ BUSINESS OWNER/ NOT INVESTMENT RELATED/ 0%/ ANNAPOLIS, MD 2. 08/05/2019 - IPS ADVISORY SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 30/ ANNAPOLIS, MD 3. 8/8/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 2007 - 1 Hour Per Month - Crump and Highland/Constellation.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-12-18
S63	Uniform Securities Agent State Law Examination	2003-12-04

S65 Uniform Investment Adviser Law Examination

2006-12-18
S63 Uniform Securities Agent State Law Examination

2003-12-04

Designations

View on SEC IAPD