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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-07-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 06/2013 | 05/2024 |
| Wealth Advisor Network, Inc | Hastings | NE | 05/2013 | 05/2024 |
| Lpl Financial Llc | Grand Island | NE | 07/2024 | Present |
1. 07/05/2024- Axford Senior Marketing and Premier Companies- Non-Variable Insurance- NE 68803- Inv Rel- 24 hrs per mnth- 1 hr during trading- Start Date 06/04/2024 2. 04/07/2025 - Axford Financial Services, LLC - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - None - Start Date: 03/31/2025 - 160 Hrs/Mth - 120 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-06 |
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