Jessica Bach

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-07-31
CA	RA	APPROVED	2025-07-10
NY	RA	APPROVED	2025-07-10

TX RA
APPROVED_RES

Since 2025-07-31
CA RA
APPROVED

Since 2025-07-10
NY RA
APPROVED

Since 2025-07-10

Branch Locations

500 North Broadway Suites 260 & 242, Jericho, NY 11753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
American Investment Planners, Llc	Jericho	NY	01/2011	Present
Cadaret, Grant & Co., Inc.	Jericho	NY	03/2011	07/2025
Cadaret, Grant & Co., Inc.	Boca Raton	FL	06/2023	07/2025
Lpl Financial Llc	Jericho	NY	07/2025	Present

01/2011 → Present

American Investment Planners, Llc

Jericho, NY
03/2011 → 07/2025

Cadaret, Grant & Co., Inc.

Jericho, NY
06/2023 → 07/2025

Cadaret, Grant & Co., Inc.

Boca Raton, FL
07/2025 → Present

Lpl Financial Llc

Jericho, NY

Previous Registrations

2021-05-04 → 2025-07-10

Cadaret, Grant & Co., Inc.

Syracuse, NY

Jericho, NY

Boca Raton, FL

Other Businesses

1- 07/2025 - Various Insurance Carriers - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 05/01/2017 - 1 hour per month/ during trading 2- 07/2025 - American Investment Planners, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/31/2011 - 160 hours per month/ during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-06-01
S63	Uniform Securities Agent State Law Examination	2011-08-02

S65 Uniform Investment Adviser Law Examination

2023-06-01
S63 Uniform Securities Agent State Law Examination

2011-08-02

Other Names

Jessica Bach Seplow

View on SEC IAPD