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Holly Jo Marks

Raymond James & Associates, Inc.

Greenwood, IN

Greenwood, IN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2010-07-26
  • IN RA
    APPROVED
    Since 2010-07-26

Branch Locations

Greenwood, IN • United States

1530 American Way Suite 230, Greenwood, IN 46143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Greenwood IN 07/2010 Present
  • 07/2010 → Present
    Raymond James And Associates
    Greenwood, IN
Previous Registrations
  • 2007-10-22 → 2010-07-21
    Morgan Keegan & Company, Llc
    Indianapolis, IN
    Indianapolis, IN
  • 2007-04-26 → 2007-10-19
    Natcity Investments, Inc.
    Beech Grove, IN
  • 2003-10-08 → 2007-04-12
    Citigroup Global Markets Inc.
    Indianapolis, IN
    Indianapolis, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-10-02
S63 Uniform Securities Agent State Law Examination 2003-09-26
  • S65 Uniform Investment Adviser Law Examination
    2003-10-02
  • S63 Uniform Securities Agent State Law Examination
    2003-09-26
Other Names
  • Holly Jo Collier
  • Holly J Marks

View on SEC IAPD

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