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David Matthews

Allworth Financial, L.P.

Addison, TX

Folsom, CA

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Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-01
  • TX RA
    APPROVED
    Since 2024-05-01

Branch Locations

15725 Dallas Parkway Suite 600, Addison, TX 75001 • United States

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameritrade Inc Fort Worth TX 10/2004 08/2021
Amerivest Investment Management Llc Ft Worth TX 10/2004 08/2021
Td Waterhouse Investor Services, Inc. Fort Worth TX 04/2006 08/2021
Charles Schwab & Co., Inc. Southlake TX 08/2021 01/2024
Unemployed Fort Worth TX 02/2024 03/2024
Aw Securities Folsom CA 03/2024 Present
Allworth Financial Folsom CA 03/2024 Present
  • 10/2004 → 08/2021
    Ameritrade Inc
    Fort Worth, TX
  • 10/2004 → 08/2021
    Amerivest Investment Management Llc
    Ft Worth, TX
  • 04/2006 → 08/2021
    Td Waterhouse Investor Services, Inc.
    Fort Worth, TX
  • 08/2021 → 01/2024
    Charles Schwab & Co., Inc.
    Southlake, TX
  • 02/2024 → 03/2024
    Unemployed
    Fort Worth, TX
  • 03/2024 → Present
    Aw Securities
    Folsom, CA
  • 03/2024 → Present
    Allworth Financial
    Folsom, CA
Previous Registrations
  • 2021-07-27 → 2024-01-08
    Charles Schwab & Co., Inc.
    Westlake, TX
    Southlake, TX
    San Francisco, CA
  • 2014-12-23 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
    Southlake, TX
    Southlake, TX
    Westlake, TX
  • 2006-09-21 → 2022-10-14
    Td Ameritrade, Inc.
    Westlake, TX
    Fort Worth, TX
    Fort Worth, TX
    Southlake, TX
    Fort Worth, TX
    Southlake, TX
    Westlake, TX
    Omaha, NE
  • 2004-11-08 → 2014-12-23
    Td Ameritrade Investment Management, Llc
    Southlake, TX
    Fort Worth, TX
  • 2003-12-12 → 2004-10-15
    Wells Fargo Investments, Llc
    Keller, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-09
  • S66 Uniform Combined State Law Examination
    2003-12-09
Other Names
  • Dave Spencer Matthews
  • David Spencer Matthews

View on SEC IAPD

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DEAN ALLEN RAGER

Other Offices

GENEOS WEALTH MANAGEMENT, INC. · ENGLEWOOD, CO
BLUE SKY ASSET MANAGEMENT, LLC · ENGLEWOOD, CO
CWM, LLC · Englewood, CO
INTEGRATED WEALTH CONCEPTS LLC · ENGLEWOOD, CO
EDELMAN FINANCIAL ENGINES · ENGLEWOOD, CO
EDELMAN FINANCIAL ENGINES · ENGLEWOOD, CO
CWM, LLC · Engelwood, CO
EDELMAN FINANCIAL ENGINES · ENGLEWOOD, CO, CO

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