Robert Allan Defruscio

Current Employers

Delta Wealth Management, Llc

Fernandina Beach, FL • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2015-12-18

CT RA
APPROVED

Since 2015-12-18

Branch Locations

Fernandina Beach, FL • United States

40 West Elm Street #1B, Greenwich, CT 06830 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Christensen Defruscio Allen And Co Llc	Greenwich	CT	05/2012	Present
Delta Wealth Management	Greenwich	CT	10/2015	Present

05/2012 → Present

Christensen Defruscio Allen And Co Llc

Greenwich, CT
10/2015 → Present

Delta Wealth Management

Greenwich, CT

Previous Registrations

2012-07-26 → 2015-11-02

Rpm Capital Management, Llc

Corona Del Mar, CA
2005-01-28 → 2013-01-08

Greenwich Investment Management, Inc.
2000-04-27 → 2004-12-31

Greenwich Investment Management, Inc.

Greenwich, CT

Other Businesses

MR. DEFRUSCIO PERFORMS WORK ON A CONSULTING BASIS FOR CHRISTENSEN DEFRUSCIO ALLEN & CO LLC, A PRIVATE FIRM IN WHICH HE IS A MINORITY OWNER. HE HAS BEEN AN OWNER IN THE FIRM SINCE MAY 2008. CHRISTENSEN DEFRUSCIO ALLEN & CO LLC PROVIDES A RANGE OF ACCOUNTING AND TAX SERVICES. MR. DEFRUSCIO PERFORMS TAX PREPARATION SERVICES (NOT INVESTMENT RELATED) RELATED PREDOMINANTLY TO TRUST AND BUSINESS CLIENTS THAT ARE LONGSTANDING RELATIONSHIPS. COMPENSATION FROM THESE SERVICES ARE NOT USED AS A CREDIT AGAINST OR TO OFFSET ADVISORY FEES. MR. DEFRUSCIO SPENDS APPROXIMATELY 30 HOURS PER MONTH DURING NORMAL BUSINESS HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-03-07

S65 Uniform Investment Adviser Law Examination

2000-03-07

Other Names

Bob Allan Defruscio

View on SEC IAPD