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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-26
TX RA APPROVED 2024-12-09
ME RA APPROVED 2024-09-09
NC RA APPROVED 2024-06-20
NJ RA APPROVED 2024-02-02
NY RA APPROVED 2021-10-26
  • FL RA
    APPROVED
    Since 2026-03-26
  • TX RA
    APPROVED
    Since 2024-12-09
  • ME RA
    APPROVED
    Since 2024-09-09
  • NC RA
    APPROVED
    Since 2024-06-20
  • NJ RA
    APPROVED
    Since 2024-02-02
  • NY RA
    APPROVED
    Since 2021-10-26

Branch Locations

Miami, FL • United States

1800 North Military Trail Suite 300, Boca Raton, FL 33431 • United States

299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 11/2013 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-06
S63 Uniform Securities Agent State Law Examination 2003-08-23
  • S65 Uniform Investment Adviser Law Examination
    2005-07-06
  • S63 Uniform Securities Agent State Law Examination
    2003-08-23
Designations

View on SEC IAPD

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