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Ann Ogasawara Miller

Morgan Stanley

Stamford, CT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
CT RA APPROVED 2017-01-18
TX RA APPROVED 2017-01-18
  • NY RA
    APPROVED
    Since 2021-06-16
  • CT RA
    APPROVED
    Since 2017-01-18
  • TX RA
    APPROVED
    Since 2017-01-18

Branch Locations

4 Landmark Square 2Nd Floor, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Wealth Management Stamford CT 12/2016 Present
Citigroup Global Markets Inc. Thornwood NY 04/2015 12/2016
Previous Registrations
  • 2015-11-20 → 2016-12-22
    Citigroup Global Markets Inc.
    Ossining, NY
    Bedford Village, NY
    Long Island City, NY
    Westlake Village, CA
    Stamford, CT
    Long Island City, NY
    Mount Kisco, NY
    Bay Shore, NY
    Gloucester, VA
    Mount Kisco, NY
    Bedford Village, NY
    Gloucester, VA
    Thornwood, NY
    Boca Raton, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-17
S63 Uniform Securities Agent State Law Examination 2003-09-11
  • S65 Uniform Investment Adviser Law Examination
    2015-11-17
  • S63 Uniform Securities Agent State Law Examination
    2003-09-11
Other Names
  • Ann Ogasawara Flynn
  • Ann Mayuri Ogasawara

View on SEC IAPD

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