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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-02-16 |
| PA | RA | APPROVED | 2015-02-02 |
Branch Locations
150 N Radnor-Chester Rd, Radnor, PA 19087 • United States
Thornton, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2015 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 02/2015 | Present |
1. PRINCIPAL FINANCIAL GROUP, 711 HIGH ST, DES MOINES, IA, 1/2016 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5 HR/YR - 0/TRADING 2. CRUMP INSURANCE, EXTON, PA, 2/2015 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 5 HR/MO - 0/TRADING 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 02/2015, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 35/TRADING 4. TARGET INSURANCE, 11020 OAKMONT, OVERLAND PARK, KS, 6/2015 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/MO - 0/TRADING 5. MONTROSE PARK ADVISORS, 150 N RADNOR CHESTER RD F-200, RADNOR, PA, 2/2015 AS VICE PRESIDENT/FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL - 2/MO - 0/TRADING 6. ST JOHNS CONCORD, 576 CONCORD RD, GLEN MILLS, PA, VESTRY MEMBER, NIR, 2/MO- 0/TRADING 7. SAINT JOHN'S CONCORD, 576 Concord Rd, Glen Mills, PA PA 19342, 11/2021, RECTOR'S WARDEN, RELIGIOUS ORGANIZATION, NIR, 4 HR/MONTH 0 HR/MONTH TRADING 8. 116 PROPERTIES LLC, 15 Diamond Dr Thornton PA, 10/2022, RENTAL PROPERTY OWNER, NIR, 2 HR/MO 0 HR TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-09 |
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