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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-16
PA RA APPROVED 2015-02-02
  • TX RA
    APPROVED_RES
    Since 2021-02-16
  • PA RA
    APPROVED
    Since 2015-02-02

Branch Locations

150 N Radnor-Chester Rd, Radnor, PA 19087 • United States

Thornton, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 02/2015 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2015 Present
Previous Registrations
Other Businesses

1. PRINCIPAL FINANCIAL GROUP, 711 HIGH ST, DES MOINES, IA, 1/2016 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5 HR/YR - 0/TRADING 2. CRUMP INSURANCE, EXTON, PA, 2/2015 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 5 HR/MO - 0/TRADING 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 02/2015, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 35/TRADING 4. TARGET INSURANCE, 11020 OAKMONT, OVERLAND PARK, KS, 6/2015 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/MO - 0/TRADING 5. MONTROSE PARK ADVISORS, 150 N RADNOR CHESTER RD F-200, RADNOR, PA, 2/2015 AS VICE PRESIDENT/FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL - 2/MO - 0/TRADING 6. ST JOHNS CONCORD, 576 CONCORD RD, GLEN MILLS, PA, VESTRY MEMBER, NIR, 2/MO- 0/TRADING 7. SAINT JOHN'S CONCORD, 576 Concord Rd, Glen Mills, PA PA 19342, 11/2021, RECTOR'S WARDEN, RELIGIOUS ORGANIZATION, NIR, 4 HR/MONTH 0 HR/MONTH TRADING 8. 116 PROPERTIES LLC, 15 Diamond Dr Thornton PA, 10/2022, RENTAL PROPERTY OWNER, NIR, 2 HR/MO 0 HR TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-06-03
S63 Uniform Securities Agent State Law Examination 2003-09-09
  • S65 Uniform Investment Adviser Law Examination
    2004-06-03
  • S63 Uniform Securities Agent State Law Examination
    2003-09-09
Other Names
  • Danielle Rose Spillman
  • Danielle Rose Spillman

View on SEC IAPD

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