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Current Employers
Integrity Advisers Llc

453 S Spring St #400-285, Los Angeles, CA 90013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

453 S Spring St #400-285, Los Angeles, CA 90013 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Silber Bennett Financial, Inc. Encino CA 07/2015 08/2017
Arete Wealth Management Llc Chicago IL 08/2017 11/2017
Capital Square Monterey Park CA 09/2017 01/2018
Wealthforge Securities, Llc Richmond VA 11/2017 01/2018
Crewe Capital, Llc Salt Lake City UT 01/2018 06/2019
Rance King Securities Inc Long Beach CA 05/2019 02/2020
Integrity Brokerage Llc Oceanside CA 04/2020 Present
Ehukai Advisors Llc Monterey Park CA 10/2020 Present
  • 07/2015 → 08/2017
    Silber Bennett Financial, Inc.
    Encino, CA
  • 08/2017 → 11/2017
    Arete Wealth Management Llc
    Chicago, IL
  • 09/2017 → 01/2018
    Capital Square
    Monterey Park, CA
  • 11/2017 → 01/2018
    Wealthforge Securities, Llc
    Richmond, VA
  • 01/2018 → 06/2019
    Crewe Capital, Llc
    Salt Lake City, UT
  • 05/2019 → 02/2020
    Rance King Securities Inc
    Long Beach, CA
  • 04/2020 → Present
    Integrity Brokerage Llc
    Oceanside, CA
  • 10/2020 → Present
    Ehukai Advisors Llc
    Monterey Park, CA
Other Businesses

Owner of Integrity Brokerage LLC, a broker dealer, and Beachbreak Advisors LLC, an IA, both investment-related. Address for both is Mukilteo, WA. Time spent with the BD is roughly 50 hours per week and 1 hour per week with the IA, and during trading hours. Duties include compliance, supervision, and regulatory for both the BD and the RIA.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-19
S63 Uniform Securities Agent State Law Examination 2003-10-28
  • S65 Uniform Investment Adviser Law Examination
    2020-08-19
  • S63 Uniform Securities Agent State Law Examination
    2003-10-28
Other Names
  • David Wei Wong
  • David Wong

View on SEC IAPD

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