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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-05-21 |
| PA | RA | APPROVED | 2014-06-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Erie | PA | 04/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Erie | PA | 03/2020 | Present |
Independent Insurance Brokering; UPMC Health Plans; 05/01/2019; / Highmark Blue Cross Blue Shield; 01/01/2007; Health. Outside Employment; Kingdom Advisory Services LLC; Member of LLC; Manage and operates for Ameriprise business and for payroll purpose; 652 West 6th St Erie, PA 16507, ,; Not Investment-Related; 06/01/2014; 40 to 59 hours per month; 10 to 19 during trading hours. Other Business Activities; UPMC for Life; Teaching educational seminars on Medicare and UPMC for Life Medicare products; 2800 West 8th St, , Erie, PA, 16505; Not Investment-Related; 06/27/2019; 1 to 9 hours per month; 1 to 9 during trading hours / Kingdom Financial Foundation; educational seminars and charitable giving; 4028 Magnolia Blossom Dr, , Erie, PA, 16510; Not Investment-Related; 11/01/2014; 1 to 9 hours per month; 1 to 9 during trading hours / Kingdom Tax Serices LLC; Assist in collecting tax data in preparation of tax return; 652 West 6th St, , Erie, PA, 16507; Not Investment-Related; 03/02/2020; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-26 |
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