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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-02-11
LA RA APPROVED 2018-08-08
GA RA APPROVED 2016-09-01
  • TX RA
    APPROVED_RES
    Since 2019-02-11
  • LA RA
    APPROVED
    Since 2018-08-08
  • GA RA
    APPROVED
    Since 2016-09-01

Branch Locations

5490 Chamblee Dunwoody Rd, Dunwoody, GA 30338 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services Atlanta GA 04/2012 Present
Suntrust Advisory Services Atlanta GA 09/2016 Present
  • 04/2012 → Present
    Suntrust Investment Services
    Atlanta, GA
  • 09/2016 → Present
    Suntrust Advisory Services
    Atlanta, GA
Previous Registrations
Other Businesses

POSITION: officer NATURE: Personal Fitness INVESTMENT RELATED: No NUMBER OF HOURS: 0 INVESTMENT RELATED HOURS: 0 START DATE: 09/03/2014 ADDRESS: , Brookhaven GA DESCRIPTION: None - its my wife's personal training business and I had to be officer in order to have signing ability on the business accounts INNOVATIVE HITTING, LLC POSITION: CFO NATURE: We develop and sell baseball and softball batting training aids INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/19/2022 ADDRESS: , Brookhaven GA , United States DESCRIPTION: maintain books and records, pay invoices, and work with accountant to file taxes

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-07-14
S63 Uniform Securities Agent State Law Examination 2000-04-06
  • S65 Uniform Investment Adviser Law Examination
    2004-07-14
  • S63 Uniform Securities Agent State Law Examination
    2000-04-06
Other Names
  • Jeff Chasman

View on SEC IAPD

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