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Current Employers
Alta Wealth Advisors Llc

300 Tradecenter, Suite 5700, Woburn, MA 01801 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-05-31
  • MA RA
    APPROVED
    Since 2018-05-31

Branch Locations

300 Tradecenter, Suite 5700, Woburn, MA 01801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Springfield MA 03/2017 10/2017
Msi Financial Services, Inc Wakefield MA 01/2015 03/2017
Lpl Financial, Llc Woburn MA 10/2017 Present
Pinnacle Private Wealth, Llc Woburn MA 10/2017 05/2018
Alta Wealth Advisors Llc Woburn MA 04/2018 Present
Baystate Financial Wakefield MA 09/2012 09/2017
  • 03/2017 → 10/2017
    Springfield, MA
  • 01/2015 → 03/2017
    Msi Financial Services, Inc
    Wakefield, MA
  • 10/2017 → Present
    Lpl Financial, Llc
    Woburn, MA
  • 10/2017 → 05/2018
    Pinnacle Private Wealth, Llc
    Woburn, MA
  • 04/2018 → Present
    Woburn, MA
  • 09/2012 → 09/2017
    Baystate Financial
    Wakefield, MA
Previous Registrations
Other Businesses

1)10/24/17- Anthony J. DePinto- Business Owner- President and treasurer - Non-Inv. Related- Boston, MA -start date 9/24/17- 20% 2)10/24/17- Strada 45 LLC- Business Owner- Partner- Non-Inv. Related- Boston, MA- start date 10/25/2014- 0% 3) 11/2/2018 - Alta Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/27/2018 - 160 Hours Per Month/160 Hours During Securities Trading. 4) 11/8/2018 - Alta Wealth Advisors LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 04/27/2018 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Alta Wealth Advisors LLC, an independent investment advisor firm. I started this business activity in 04/27/2018. I expect to spend approximately 160 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 02/17/2022- 222 FRIENDS INC- Not Investment Related - Boston, MA 02109 - Other - Business Owner- Start Date - 12/16/2016- 80 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-02-29
S63 Uniform Securities Agent State Law Examination 2000-02-17
  • S65 Uniform Investment Adviser Law Examination
    2000-02-29
  • S63 Uniform Securities Agent State Law Examination
    2000-02-17
Other Names
  • Anthony Joseph Depinto

View on SEC IAPD

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