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150 Spear Street Suite 1600, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2024-12-17 |
| TX | RA | APPROVED | 2021-12-21 |
Branch Locations
150 Spear Street Suite 1600, San Francisco, CA 94105 • United States
5910 N. Central Expy. Suite 1875, Dallas, TX 75206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Argent Institutional Services, Llc | Oklahoma City | OK | 06/2006 | 01/2019 |
| Heritage Trust Company | Oklahoma City | OK | 06/2006 | 01/2019 |
| Parallel Advisors, Llc | San Francisco | CA | 01/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-03-30 |
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